Merge branch 'worktree-agent-ab6daf83988bee428' into dev-loop
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HANDOFF-x86-guards.md
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HANDOFF-x86-guards.md
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# Handoff — the two unreached guards in `lib/x86.ml`
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Branch `dev-loop`, worktree `agent-ab6daf83988bee428`, on top of `b1cc67b`. This lane is items 4 and 5 of
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`HANDOFF-x86-rt.md`'s "What remains": the `flan_transfer_fail` branch in the transfer exit, and the
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`"defers on a transfer path nothing reaches"` refusal beside it. Both were described the same way — a guard that
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exists so that if the reasoning behind it is wrong it says so, and that no program in the corpus reaches. The
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question this lane was given is whether each is correct or merely untested.
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**The two answers are different, and that is the whole of the result.** Item 4's guard is correct, and it is now
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reached by a program and the two backends agree about it byte for byte. Item 5's guard is wrong — not the reasoning
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behind it, which is sound, but the guard itself, which fires on the most ordinary function in the language.
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## Item 5 — `"defers on a transfer path nothing reaches"` is reachable in ten lines
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The refusal stood at `lib/x86.ml:2234`. It fired when a function had function-level defers (`fn.Tast.fdefers <> []`)
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and `f.unwound` was false — that is, when nothing in the body ever named the function's own transfer exit as its
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landing pad. `f.unwound` is set in exactly one place, `current_pad` (`lib/x86.ml:757`), when the pad stack is empty,
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and the caller that matters here is `guard`, the two-load-and-branch check emitted after every Flan call. So the
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condition reads, in source terms: **a function that has a defer and makes no guarded call at all** — neither in the
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body nor in the defers, which are spliced onto the normal exit path and so are lowered as part of the body.
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That is not an exotic shape. It is any leaf function with a defer. `spike/x86/p9-dead-defers.flan` is ten lines:
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```flan
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(defn quiet [n i32] i32
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(defer (set log (+ log 1)))
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(* n 2))
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```
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and before the fix it produced, at exit status 3,
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```
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x86: quiet has defers on a transfer path nothing reaches
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```
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The same program compiles and runs under LLVM and prints `42` then `1`. `lib/emit.ml`'s `emit_fn` (the block at
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~2283) has no counterpart to the refusal: it writes the *whole* transfer exit under `if f.unwound then`, so when
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nothing can unwind, the block and the defers on it are simply not emitted. The two backends agreed about the
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reasoning — the defers on that path are dead — and disagreed only about what to do with the observation. So this was
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a genuine gap of exactly the kind the survey is meant to catch, and the corpus missed it only because every
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`test/programs` function with a defer also happens to call something.
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### What made the fix safe rather than assumed
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Dropping the defers is right only if `unwound` is not an under-approximation — if a function could transfer while
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`unwound` stayed false, the transfer exit would never be emitted and the unwinding frame would fall through its
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epilogue, which is far worse than a spurious refusal. So every site in `lib/x86.ml` that can leave a transfer in the
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channel and then continue was enumerated, by grepping the two writers (`xfer_store`, and `chan_into` for the calls
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that signal through it):
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| line | site | what it does about the pad |
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|---|---|---|
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| 1098 | `Signal (Ssignal, …)` → `flan_signal` | `guard f` |
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| 1110 | `Signal (Serror, …)` → `flan_error` | `guard f`, then `ud2` |
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| 1619 | `bounds_call` — every bounds and slice check | `guard f`, then `ud2` |
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| 1777 | `call_flan` — every call, by name or by pointer | `guard f` |
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| 1822 | `call_native ~chan` — `flan_vec_at`, `flan_vec_as_slice` | `if chan then guard f` |
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| 1433 | `emit_invoke_restart` | `jmp (current_pad f)` |
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| 1184, 1214, 1358 | the handler-bind, with-allocator and restart-case pads re-propagating | `jmp (current_pad f)` |
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Every one of them either calls `guard` or jumps to `current_pad` outright, and both touch `current_pad`. An ordinary
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foreign call gets neither, correctly: a transfer cannot cross a C frame, because the channel is not in the SysV
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signature C sees. So `unwound` is false **exactly** when no transfer can arrive, and the defers on that exit are
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dead in fact and not merely by assumption.
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The one shape that looks like a counterexample and is not: a function whose every call sits inside a `restart-case`,
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so that no `guard` ever finds an empty pad stack. It still sets `unwound`, because the guard sets that pad's `used`,
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which is what causes the pad to be emitted at all, and the pad's tail — line 1358, the transfer aimed further out
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than any clause it offers — re-propagates through `current_pad` with its own frame already popped off `f.pads`.
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### The edit, for the merge
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`lib/x86.ml`, in `emit_fn`, the tail of the transfer-exit block. The six lines that were
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```
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else if fn.Tast.fdefers <> [] then
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(* Nothing in this function can transfer, so the second exit has no path
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to it and the defers on it are dead. Left as a refusal rather than
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quietly dropped: if that reasoning is ever wrong, this says so. *)
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unsupported "%s has defers on a transfer path nothing reaches"
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fn.Tast.name;
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```
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are gone, replaced by a comment and a bare `;` closing the preceding `if f.unwound then begin … end`. **That is the
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only change to `lib/x86.ml` in this lane** — nothing else in the file was touched, and the concurrent redefinition
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lane should need to resolve nothing but this one hunk. The comment records the table above so the next reader does
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not have to rebuild the argument.
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## Item 4 — the `flan_transfer_fail` branch is reachable, and it is correct
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`lib/x86.ml:2229`, inside the transfer exit: while the function's defers run with the channel cleared, a fresh pad
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named `cleanup` is the innermost one, and anything that finds the channel set again lands there and dies in
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`flan_transfer_fail`. Two separate questions, and both now answered by a program.
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**Is the block emitted?** Yes, whenever a defer body contains a guarded call in a function that can unwind. `used` is
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a `bool ref` set by `current_pad`, so a defer that only assigns — which is what `p6-transfer.flan`'s `middle` does —
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never emits it. `objdump -d` over `spike/x86/p10-defer-transfer.flan` built with `--x86` finds two references to
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`flan_transfer_fail`.
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**Does anything arrive there?** Yes. The thing that makes this hard to construct is that `lib/check.ml`'s
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`Ast.InvokeRestart` arm (~line 1636) refuses an `invoke-restart` written *lexically* inside a `defer`, with the same
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reasoning the runtime's message carries. The runtime's own comment at `runtime/flan_rt.c:449` says exactly where the
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remaining case lives: "this is the one that reaches a function through a call, where nothing static could see it."
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So the probe puts the `invoke-restart` in an ordinary `defn` and has the defer call it. The checker has nothing to
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object to, because from where it stands `second` is a function like any other.
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`spike/x86/p10-defer-transfer.flan` is that program. `outer` establishes two nested restart-cases and a handler-bind
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and calls `middle`; `deep` signals; the handler aims a transfer at `esc-one`; the transfer unwinds `deep` and then
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`middle`; `middle`'s transfer exit clears the channel and runs its defers; and the defer calls `second`, which aims a
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second transfer at `esc-two`. The restart frames are both still pushed at that moment — it is `outer`'s own pad that
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pops them, and `outer` has not been reached — so the second transfer really is created rather than failing an
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unarmed-restart or no-such-restart check first. That was the thing worth checking before writing the probe, and it
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is why the second restart-case has to be established *outside* the first.
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Both backends, verbatim and identical, at exit status 134:
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```
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spike/x86/p10-defer-transfer.flan:39:7: a defer invoked a restart, which a defer may not do — it is the cleanup a transfer runs on its way out
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```
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The location is `Loc.to_string fn.Tast.floc` — `middle`'s own `defer` form — on both sides, which is the part a
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hand-written backend can get wrong silently: the string is a `.rodata` label and a length in a register here and a
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`string_bytes` constant there, and a wrong one looks exactly like a match to anything that only compares exit
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statuses. `survey.sh` compares stderr for this reason, and this is the program that makes that comparison earn its
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keep.
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So item 4's guard is not a guess that happened to be unexercised. It is right, it is the only branch either backend
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has for the case, and the corpus simply had no program that started a transfer from a defer.
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## Files
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| file | state | what |
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|---|---|---|
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| `lib/x86.ml` — `emit_fn`, tail of the transfer exit | working | the item-5 refusal removed; one hunk, six lines out, a comment in. Nothing else in the file |
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| `spike/x86/p9-dead-defers.flan` | working, MATCH | a leaf function with a defer and no call. Was the refusal |
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| `spike/x86/p10-defer-transfer.flan` | working, MATCH at 134 | a defer that calls a function that invokes a restart, while a first transfer unwinds |
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`lib/emit.ml`, `lib/check.ml` and `runtime/flan_rt.c` were not modified; no change to any of them was needed.
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## The survey
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`bash spike/x86/survey.sh p9 p10` — the two new probes, both sides, built and run:
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```
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MATCH 2
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DIFFER 0
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REFUSED 0
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```
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Worth saying what that second row proves for `p10`, because it is not obvious: the survey hands the compiler an
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**absolute** `$src`, so the location string in the stderr both binaries print is the absolute path, not the
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`spike/x86/…` seen by hand. The two are byte-identical anyway, which is the comparison that matters — a
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hand-encoded backend that got the `.rodata` label or the length register wrong would still exit 134 and would still
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look like a match to anything comparing only exit statuses.
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And the full run, `SURVEY_QUIET=1 spike/x86/survey.sh`, over `test/programs` and `spike/x86` together:
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```
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MATCH 98
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DIFFER 0
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REFUSED 0
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NOX86 0
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SKIP 36
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```
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That is `HANDOFF-x86-rt.md`'s 97 plus `p9`, and the `SKIP` 36 is the same 28 / 6 / 2 as before. **Read it as a
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sanity check and not as the verification of the fix**, for two reasons the honest version has to name: it does not
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include `p10`, whose file did not exist when the run globbed the directory, and `lib/x86.ml` was rebuilt twice while
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it was in flight — the `end;` fold and the comment — so some rows were built with the binary before that tidy-up and
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some after. Both rebuilds were semantically identical, so the counts are not wrong, but they are not one
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measurement. A clean run of the final binary, which includes `p10`, should report **99 / 0 / 0**.
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The invariant that matters is the two zeroes, and it is worth saying why the item-5 fix cannot have moved anything
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else: the change removes a refusal and adds no code. A function with `f.unwound` true reaches none of it, and a
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function with `f.unwound` false previously failed the whole compile. The baseline was 0 refused, so no program in the
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corpus was on that branch and no program's output could change. Before the fix, `p9` was one refusal — which is the
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shape the invariant exists to catch, and it caught it.
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## What this leaves
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Items 1, 2, 3, 6 and 7 of `HANDOFF-x86-rt.md` are untouched and still stand. Two smaller things this lane turned up
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and did not do:
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- **`emit.ml` drops the dead defers silently and now so does `x86.ml`, but neither says so.** The defers on an
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unreachable transfer exit are dead code the user wrote and that never runs, which is fine and is what the spec
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implies, but it is the kind of thing a `--verbose` build could reasonably mention. Not a correctness item.
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- **The survey's blind spot is real and is not about these two guards.** Item 5 sat behind a ten-line program for as
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long as it existed, and was reachable the whole time, because every function with a defer in `test/programs` also
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calls something. `HANDOFF-x86-rt.md` already asks for `survey.sh` in CI; the stronger version of that request is
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that `spike/x86` is where the shapes the corpus does not have belong, and it is worth adding them deliberately
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rather than when a lane happens to need one.
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25
lib/x86.ml
25
lib/x86.ml
@ -2296,13 +2296,24 @@ let emit_fn (md : Emit.m) ~externs ~fns ?(ext = fun _ -> false)
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end
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end
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else begin zero_return (); jmp_lbl f.b f.retlbl end
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end
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else if fn.Tast.fdefers <> [] then
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(* Nothing in this function can transfer, so the second exit has no path
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to it and the defers on it are dead. Left as a refusal rather than
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quietly dropped: if that reasoning is ever wrong, this says so. *)
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unsupported "%s has defers on a transfer path nothing reaches"
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fn.Tast.name;
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end;
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(* And if [f.unwound] is false there is nothing to emit: the defers on the
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transfer exit are dead because no path names that exit. This used to be a
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refusal, on the theory that a function with a defer and no transfer exit
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was a sign the reasoning had gone wrong. It is not — it is every leaf
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function with a defer, and [spike/x86/p9-dead-defers.flan] is ten lines
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of it. [emit.ml]'s [emit_fn] writes the whole exit under the same
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[if f.unwound], and so drops them too.
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What makes the drop safe is that [unwound] is not an approximation.
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Every site that can leave a transfer in the channel and keep going either
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emits [guard] — [Signal], [bounds_call], the two [rt_signals] entry
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points, and every call by name or by pointer — or jumps to [current_pad]
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outright, which is [invoke-restart] and the three re-propagating pads. So
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[unwound] is false exactly when no transfer can arrive. A function whose
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every call sits inside a [restart-case] is not a counterexample: the
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guard sets that pad's [used], the pad is emitted, and its tail
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re-propagates through [current_pad] with the pad stack already popped. *)
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(* The prologue, now that the frame size is known. *)
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let pb = create () in
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53
spike/x86/p10-defer-transfer.flan
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53
spike/x86/p10-defer-transfer.flan
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;;;; The second transfer, which the checker can only half refuse.
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;;;;
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;;;; spec-conditions.md §5 says a defer is the cleanup a transfer runs on its
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;;;; way out. Starting a *second* transfer from inside one would leave this
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;;;; frame's defers half run with two targets and no way to choose, so both
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;;;; backends emit a branch into `flan_transfer_fail` for it and the runtime
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;;;; dies there with the frame's location.
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;;;;
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;;;; `check.ml`'s `Ast.InvokeRestart` arm refuses the *lexical* case -- an
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;;;; `invoke-restart` written inside the `defer` form itself -- with the same
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;;;; reasoning. What it cannot see is a defer that *calls* a function that
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;;;; invokes a restart, because the callee is ordinary code and knows nothing
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;;;; about who called it. That is the case below, and it is the only way to
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;;;; reach the branch.
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;;;;
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;;;; The order matters and is what makes this a real second transfer rather
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;;;; than a first one: `outer` establishes both restart-cases, calls `middle`,
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;;;; `deep` signals, `outer`'s handler aims at `esc-one`, and the transfer
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;;;; unwinds `deep` and then `middle`. `middle`'s transfer exit clears the
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;;;; channel and runs its defers -- and the defer calls `second`, which aims a
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;;;; transfer at `esc-two`. Both restart frames are still pushed: `outer`'s
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;;;; pad is what pops them, and `outer` has not been reached yet.
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;;;;
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;;;; Exits 134 with the message on stderr, both ways.
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(defstruct Blip [n i32])
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(defvar log i64)
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(defn deep [n i32] i32
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(signal (Blip {.n n}))
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0)
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;;; Ordinary code. The checker has nothing to object to here, because from
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;;; where it stands this is a function like any other.
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(defn second [] i64
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(invoke-restart 'esc-two))
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(defn middle [n i32] i32
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(defer (set log (second)))
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(deep n))
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(defn outer [n i32] i32
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(restart-case
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(restart-case
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(handler-bind [(Blip [c] (invoke-restart 'esc-one))]
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(middle n))
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(esc-one [] 11))
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(esc-two [] 22)))
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(defn main [] i32
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(print (outer 1)) (println "")
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0)
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10
spike/x86/p9-dead-defers.flan
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10
spike/x86/p9-dead-defers.flan
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(defvar log i64)
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(defn quiet [n i32] i32
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(defer (set log (+ log 1)))
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(* n 2))
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(defn main [] i32
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(print (quiet 21)) (println "")
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(print log) (println "")
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0)
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